The question of Abdus Salam ‘deserving’ his Nobel

Peter Woit has blogged about an oral history interview with theoretical physicist Sheldon Glashow published in 2020 by the American Institute of Physics. (They have a great oral history of physics series you should check out if you’re interested.) Woit zeroed in on a portion in which Glashow talks about his faltering friendship with Steven Weinberg and his issues with Abdus Salam’s nomination for the physics Nobel Prize.

Glashow, Weinberg and Salam together won this prize in 1979, for their work on the work on electroweak theory, which describes the behaviour of two fundamental forces, the electromagnetic force and the weak force. Glashow recalls that his and Weinberg’s friendship – having studied and worked together for many years – deteriorated in the 1970s, a time in which both scientists were aware that they were due a Nobel Prize. According to Glashow, however, Weinberg wanted the prize to be awarded only to himself and Salam.

This is presumably because of how the prize-winning work came to be: with Glashow’s mathematical-physical model published in 1960, Weinberg building on it seven years later, with Salam’s two relevant papers appeared a couple years after Glashow’s paper and a year after Weinberg’s. Glashow recalls that Salam’s work was not original, that each of his two papers respectively echoed findings already published in Glashow’s and Weinberg’s papers. Instead, Glashow continues, Salam received the Nobel Prize probably because he had encouraged his peers and his colleagues to nominate him a very large number of times and because he set up the International Centre for Theoretical Physics (ICTP) in Trieste.

This impression, of Salam being undeserving from a contribution-to-physics point of view in Glashow’s telling, is very at odds with the impression of Salam based on reading letters and comments by Weinberg and Pervez Hoodbhoy and by watching the documentary Salam – The First ****** Nobel Laureate.

The topic of Salam being a Nobel laureate was never uncomplicated, to begin with: he was an Ahmadi Muslim who enjoyed the Pakistan government’s support until he didn’t, when he was forced to flee the country; his intentions with the ICTP – to give scholars from developing countries a way to study physics without having to contend with often-crippling resource constrains – were also noble. Hoodbhoy has also written about the significance of Salam’s work as a physicist and the tragedy of his name and the memories of his contributions having been erased from all the prominent research centres in Pakistan.

Finally, one of Salam’s nominees for a Nobel Prize was the notable British physicist and Nobel laureate Paul A.M. Dirac, and it seems strange that Dirac would endorse Salam if he didn’t believe Salam’s work deserved it.

Bearing these facts in mind, Glashow’s contention appears to be limited to the originality of Salam’s work. But to my mind, even if Salam’s work was really derivative, it was at par with that of Glashow and Weinberg. More importantly, while I believe the Nobel Prizes deserve to be abrogated, the prize-giving committee did more good than it might have realised by including Salam among its winners: in the words of Weinberg, “Salam sacrificed a lot of possible scientific productivity by taking on that responsibility [to set up ICTP]. It’s a sacrifice I would not make.”

Glashow may not feel very well about Salam’s inclusion for the 1979 prize and the Nobel Prizes as we know are only happy to overlook anything other than the scientific work itself, but if the committee really screwed up, then they screwed up to do a good thing.

Then again, even though Glashow wasn’t alone (he was joined by Martinus J.G. Veltman on his opinions against Salam), the physicists’ community at large doesn’t share his views. Glashow also cites an infamous 2014 paper by Norman Dombey, in which Dombey concluded that Salam didn’t deserve his share of the prize, but the paper’s reputation itself is iffy at best.

In fact, this is all ultimately a pointless debate: there are just too many people who deserve a Nobel Prize but don’t win it while a deeper dive into the modern history of physics should reveal a near-constant stream of complaints against Nobel laureates and their work by their peers. It should be clear today that both winning a prize and not winning a prize ought to mean nothing to the practice of science.

The other remarkable thing about Glashow’s comments in the interview (as cited by Woit) is what I like to think of as the seemingly eternal relevance of Brian Keating’s change of mind. Brian Keating is an astrophysicist who was at the forefront of the infamous announcement that his team had discovered evidence of cosmic inflation, an epoch of the early universe in which it is believed to have expanded suddenly and greatly, in March 2014. There were many problems leading up to the announcement but there was little doubt at the time, and Keating also admitted later, that its rapidity was motivated by the temptation to secure a Nobel Prize.

Many journalists, scientists and others observers of the practice of science routinely and significantly underestimate the effect the Nobel Prizes exert on scientific research. The prospect of winning the prize for supposedly discovering evidence of cosmic inflation caused Keating et al. to not wait for additional, confirmatory data before making their announcement. When such data did arrive, from the Planck telescope collaboration, Keating et al. suffered for it with their reputation and prospects.

Similarly, Weinberg and Glashow fell out because, according to Glashow, Weinberg didn’t wish Glashow to give a talk in 1979 discussing possible alternatives to the work of Weinberg and Salam because Weinberg thought doing such a thing would undermine his and Salam’s chances of being awarded a Nobel Prize. Eventually it didn’t, but that’s beside the point: this little episode in history is as good an illustration as any of how the Nobel Prizes and their implied promises of laurels and prestige render otherwise smart scientists insecure, petty and elbows-out competitive – in exchange for sustaining an absurd and unjust picture of the scientific enterprise.

All of this goes obviously against the spirit of science.

Why are the Nobel Prizes still relevant?

Note: A condensed version of this post has been published in The Wire.

Around this time last week, the world had nine new Nobel Prize winners in the sciences (physics, chemistry and medicine), all but one of whom were white and none were women. Before the announcements began, Göran Hansson, the Swede-in-chief of these prizes, had said the selection committee has been taking steps to make the group of laureates more racially and gender-wise inclusive, but it would seem they’re incremental measures, as one editorial in the journal Nature pointed out.

Hansson and co. seems to find the argument that the Nobel Prizes award achievements at a time where there weren’t many women in science tenable when in fact it distracts from the selection committee’s bizarre oversight of such worthy names as Lise Meitner, Vera Rubin, Chien-Shiung Wu, etc. But Hansson needs to understand that the only meaningful change is change that happens right away because, even for this significant flaw that should by all means have diminished the prizes to a contest of, for and by men, the Nobel Prizes have only marginally declined in reputation.

Why do they matter when they clearly shouldn’t?

For example, according to the most common comments received in response to articles by The Wire shared on Twitter and Facebook, and always from men, the prizes reward excellence, and excellence should brook no reservation, whether by caste or gender. As is likely obvious to many readers, this view of scholastic achievement resembles a blade of grass: long, sprouting from the ground (the product of strong roots but out of sight, out of mind), rising straight up and culminating in a sharp tip.

However, achievement is more like a jungle: the scientific enterprise – encompassing research institutions, laboratories, the scientific publishing industry, administration and research funding, social security, availability of social capital, PR, discoverability and visibility, etc. – incorporates many vectors of bias, discrimination and even harassment towards its more marginalised constituents. Your success is not your success alone; and if you’re an upper-caste, upper-class, English-speaking man, you should ask yourself, as many such men have been prompted to in various walks of life, who you might have displaced.

This isn’t a witch-hunt as much as an opportunity to acknowledge how privilege works and what we can do to make scientific work more equal, equitable and just in future. But the idea that research is a jungle and research excellence is a product of the complex interactions happening among its thickets hasn’t found meaningful purchase, and many people still labour with a comically straightforward impression that science is immune to social forces. Hansson might be one of them if his interview to Nature is anything to go by, where he says:

… we have to identify the most important discoveries and award the individuals who have made them. If we go away from that, then we’ve devalued the Nobel prize, and I think that would harm everyone in the end.

In other words, the Nobel Prizes are just going to look at the world from the top, and probably from a great distance too, so the jungle has been condensed to a cluster of pin-pricks.

Another reason why the Nobel Prizes haven’t been easy to sideline is that the sciences’ ‘blade of grass’ impression is strongly historically grounded, with help from notions like scientific knowledge spreads from the Occident to the Orient.

Who’s the first person that comes to mind when I say “Nobel Prize for physics”? I bet it’s Albert Einstein. He was so great that his stature as a physicist has over the decades transcended his human identity and stamped the Nobel Prize he won in 1921 with an indelible mark of credibility. Now, to win a Nobel Prize in physics is to stand alongside Einstein himself.

This union between a prize and its laureate isn’t unique to the Nobel Prize or to Einstein. As I’ve said before, prizes are elevated by their winners. When Margaret Atwood wins the Booker Prize, it’s better for the prize than it is for her; when Isaac Asimov won a Hugo Award in 1963, near the start of his career, it was good for him, but it was good for the prize when he won it for the sixth time in 1992 (the year he died). The Nobel Prizes also accrued a substantial amount of prestige this way at a time when it wasn’t much of a problem, apart from the occasional flareup over ignoring deserving female candidates.

That their laureates have almost always been from Europe and North America further cemented the prizes’ impression that they’re the ultimate signifier of ‘having made it’, paralleling the popular undercurrent among postcolonial peoples that science is a product of the West and that they’re simply its receivers.

That said, the prize-as-proxy issue has contributed considerably as well to preserving systemic bias at the national and international levels. Winning a prize (especially a legitimate one) accords the winner’s work with a modicum of credibility and the winner, of prestige. Depending on how the winners of a prize to be awarded suitably in the future are to be selected, such credibility and prestige could be potentiated to skew the prize in favour of people who have already won other prizes.

For example, a scientist-friend ranted to me about how, at a conference he had recently attended, another scientist on stage had introduced himself to his audience by mentioning the impact factors of the journals he’d had his papers published in. The impact factor deserves to die because, among other reasons, it attempts to condense multi-dimensional research efforts and the vagaries of scientific publishing into a single number that stands for some kind of prestige. But its users should be honest about its actual purpose: it was designed so evaluators could take one look at it and decide what to do about a candidate to whom it corresponded. This isn’t fair – but expeditiousness isn’t cheap.

And when evaluators at different rungs of the career advancement privilege the impact factor, scientists with more papers published earlier in their careers in journals with higher impact factors become exponentially likelier to be recognised for their efforts (probably even irrespective of their quality given the unique failings of high-IF journals, discussed here and here) over time than others.

Brian Skinner, a physicist at Ohio State University, recently presented a mathematical model of this ‘prestige bias’ and whose amplification depended in a unique way, according him, on a factor he called the ‘examination precision’. He found that the more ambiguously defined the barrier to advancement is, the more pronounced the prestige bias could get. Put another way, people who have the opportunity to maintain systemic discrimination simultaneously have an incentive to make the points of entry into their club as vague as possible. Sound familiar?

One might argue that the Nobel Prizes are awarded to people at the end of their careers – the average age of a physics laureate is in the late 50s; John Goodenough won the chemistry prize this year at 97 – so the prizes couldn’t possibly increase the likelihood of a future recognition. But the sword cuts both ways: the Nobel Prizes are likelier than not to be the products a prestige bias amplification themselves, and are therefore not the morally neutral symbols of excellence Hansson and his peers seem to think they are.

Fourth, the Nobel Prizes are an occasion to speak of science. This implies that those who would deride the prizes but at the same time hold them up are equally to blame, but I would agree only in part. This exhortation to try harder is voiced more often than not by those working in the West, with publications with better resources and typically higher purchasing power. On principle I can’t deride the decisions reporters and editors make in the process of building an audience for science journalism, with the hope that it will be profitable someday, all in a resource-constrained environment, even if some of those choices might seem irrational.

(The story of Brian Keating, an astrophysicist, could be illuminating at this juncture.)

More than anything else, what science journalism needs to succeed is a commonplace acknowledgement that science news is important – whether it’s for the better or the worse is secondary – and the Nobel Prizes do a fantastic job of getting the people’s attention towards scientific ideas and endeavours. If anything, journalists should seize the opportunity in October every year to also speak about how the prizes are flawed and present their readers with a fuller picture.

Finally, and of course, we have capitalism itself – implicated in the quantum of prize money accompanying each Nobel Prize (9 million Swedish kronor, Rs 6.56 crore or $0.9 million).

Then again, this figure pales in comparison to the amounts that academic institutions know they can rake in by instrumentalising the prestige in the form of donations from billionaires, grants and fellowships from the government, fees from students presented with the tantalising proximity to a Nobel laureate, and in the form of press coverage. L’affaire Epstein even demonstrated how it’s possible to launder a soiled reputation by investing in scientific research because institutions won’t ask too many questions about who’s funding them.

The Nobel Prizes are money magnets, and this is also why winning a Nobel Prize is like winning an Academy Award: you don’t get on stage without some lobbying. Each blade of grass has to mobilise its own PR machine, supported in all likelihood by the same institute that submitted their candidature to the laureates selection committee. The Nature editorial called this out thus:

As a small test case, Nature approached three of the world’s largest international scientific networks that include academies of science in developing countries. They are the International Science Council, the World Academy of Sciences and the InterAcademy Partnership. Each was asked if they had been approached by the Nobel awarding bodies to recommend nominees for science Nobels. All three said no.

I believe those arguments that serve to uphold the Nobel Prizes’ relevance must take recourse through at least one of these reasons, if not all of them. It’s also abundantly clear that the Nobel Prizes are important not because they present a fair or useful picture of scientific excellence but in spite of it.