Clocks on the cusp of a nuclear age

You need three things to build a clock: an energy source, a resonator, and a counter. In an analog wrist watch, for example, a small battery is the energy source that sends a small electric signal to a quartz crystal, which, in response, oscillates at a specific frequency (piezoelectric effect). If the amount of energy in each signal is enough to cause the crystal to oscillate at its resonant frequency, the crystal becomes the resonator. The counter tracks the crystal’s oscillation and converts it to seconds using predetermined rules.

Notice how the clock’s proper function depends on the relationship between the battery and the quartz crystal and the crystal’s response. The signals from the battery have to have the right amount of energy to excite the crystal to its resonant frequency and the crystal’s oscillation in response has to happen at a fixed frequency as long as it receives those signals. To make better clocks, physicists have been able to fine-tune these two parameters to an extreme degree.

Today, as a result, we have clocks that don’t lose more than one second of time every 30 billion years. These are the optical atomic clocks: the energy source is a laser, the resonator is an atom, and the counter is a particle detector.

An atomic clock’s identity depends on its resonator. For example, many of the world’s countries use caesium atomic clocks to define their respective national “frequency standards”. (One such clock at the National Physical Laboratory in New Delhi maintains Indian Standard Time.) A laser imparts a precise amount of energy to excite a caesium-133 atom to a particular higher energy state. The atom soon after drops from this state to its lower ground state by emitting light of frequency exactly 9,192,631,770 Hz. When a particle detector receives this light and counts out 9,192,631,770 waves, it will report one second has passed.

Caesium atomic clocks are highly stable, losing no more than a second in 20 million years. In fact, scientists used to define a second in terms of the time Earth took to orbit the Sun once; they switched to the caesium atomic clock because “it was more stable than Earth’s orbit” (source).

But there is also room for improvement. The higher the frequency of the emitted radiation, the more stable an atomic clock will be. The emission of a caesium atomic clock has a frequency of 9.19 GHz whereas that in a strontium clock is 429.22 THz and in a ytterbium-ion clock is 642.12 THz — in both cases five orders of magnitude higher. (9.19 GHz is in the microwave frequency range whereas the other two are in the optical range, thus the name “optical” atomic clock.)

Optical atomic clocks also have a narrower linewidth, which is the range of frequencies that can prompt the atom to jump to the higher energy level: the narrower the linewidth, the more precisely the jump can be orchestrated. So physicists today are trying to build and perfect the next generation of atomic clocks with these resonators. Some researchers have said they could replace the caesium frequency standard later this decade.

But yet other physicists have also already developed an idea to build the subsequent generation of clocks, which are expected to be at least 10-times more accurate than optical atomic clocks. Enter: the nuclear clock.

When an atom, like that of caesium, jumps between two energy states, the particles gaining and losing the energy are the atom’s electrons. These electrons are arranged in energy shells surrounding the nucleus and interact with the external environment. For a September 2020 article in The Wire Science, IISER Pune associate professor and a member of a team building India’s first strontium atomic clock Umakant Rapol said the resonator needs to be “immune to stray magnetic fields, electric fields, the temperature of the background, etc.” Optical atomic clocks achieve this by, say, isolating the resonator atoms within oscillating electric fields. A nuclear clock offers to get rid of this problem by using an atom’s nucleus as the resonator instead.

Unlike electrons, the nucleus of an atom is safely ensconced further in, where it is also quite small, making up only around 0.01% of the atom’s volume. The trick here is to find an atomic nucleus that’s stable and whose resonant frequency is accessible with a laser.

In 1976, physicists studying the decay of uranium-233 nuclei reported some properties of the thorium-229 nucleus, including estimating that the lowest higher-energy level to which it could jump required less than 100 eV of energy. Another study in 1990 estimated the requirement to be under 10 eV. In 1994, two physicists estimated it to be around 3.5 eV. The higher energy state of a nucleus is called its isomer and is denoted with the suffix ‘m’. For example, the isomer of the thorium-229 nucleus is denoted thorium-229m.

After a 2005 study further refined the energy requirement to 5.5 eV, a 2007 study provided a major breakthrough. With help from state-of-the-art instruments at NASA, researchers in the US worked out the thorium-229 to thorium-229m jump required 7.6 eV. This was significant. Energy is related to frequency by the Planck equation: E = hf, where h is Planck’s constant. To deliver 3.5 eV of energy, then, a laser would have to operate in the optical or near-ultraviolet range. But if the demand was 7.6 eV, the laser would have to operate in the vacuum ultraviolet range.

Further refinement by more researchers followed but they were limited by one issue: since they still didn’t have a sufficiently precise value of the isomeric energy, they couldn’t use lasers to excite the thorium-229 nucleus and find out. Instead, they examined thorium-229m nuclei formed by the decay of other elements. So when on April 29 this year a team of researchers from Germany and Austria finally reported using a laser to excite thorium-229 nuclei to the thorium-229m state, their findings sent frissons of excitement through the community of clock-makers.

The researchers’ setup had two parts. In the first, they drew inspiration from an idea a different group had proposed in 2010: to study thorium-229 by placing these atoms inside a larger crystal. The European group grew two calcium fluoride (CaF2) crystals in the lab doped heavily with thorium-229 atoms, with different doping concentrations. In a study published a year earlier, different researchers had reported observing for the first time thorium-229m decaying back to its ground state while within calcium fluoride and magnesium fluoride (MgF2) crystals. Ahead of the test, the European team cooled the crystals to under -93º C in a vacuum.

In the second part, the researchers built a laser with output in the vacuum ultraviolet range, corresponding to a wavelength of around 148 nm, for which off-the-shelf options don’t exist at the moment. They achieved the output instead by remixing the outputs of multiple lasers.

The researchers conducted 20 experiments: in each one, they increased the laser’s wavelength from 148.2 nm to 150.3 nm in 50 equally spaced steps. They also maintained a control crystal doped with thorium-232 atoms. Based on these attempts, they reported their laser elicited a distinct emission from the two test crystals when the laser’s wavelength was 148.3821 nm. The same wavelength when aimed at the CaF2 crystal doped with thorium-232 didn’t elicit an emission. This in turn implied an isomeric transition energy requirement of 8.35574 eV. The researchers also worked out based on these details that a thorium-229m nucleus would have a half-life of around 29 minutes in vacuum — meaning it is quite stable.

Physicists finally had their long-sought prize: the information required to build a nuclear clock by taking advantage of the thorium-229m isomer. In this setup, then, the energy source could be a laser of wavelength 148.3821 nm; the resonator could be thorium-229 atoms; and the counter could look out for emissions of frequency 2,020 THz (plugging 8.355 eV into the Planck equation).

Other researchers have already started building on this work as part of the necessary refinement process and have generated useful insights as well. For example, on July 2, University of California, Los Angeles, researchers reported the results of a similar experiment using lithium strontium hexafluoroaluminate (LiSrAlF6) crystals, including a more precise estimate of the isomeric energy gap: 8.355733 eV.

About a week earlier, on June 26, a team from Austria, Germany, and the US reported using a frequency comb to link the frequency of emissions from thorium-229 nuclei to that from a strontium resonator in an optical atomic clock at the University of Colorado. A frequency comb is a laser whose output is in multiple, evenly spaced frequencies. It works like a gear that translates the higher frequency output of a laser to a lower frequency, just like the lasers in a nuclear and an optical atomic clock. Linking the clocks up in this way allows physicists to understand properties of the thorium clock in terms of the better-understood properties of the strontium clock.

Atomic clocks moving into the era of nuclear resonators isn’t just one more step up on the Himalayan mountain of precision timekeeping. Because nuclear clocks depend on how well we’re able to exploit the properties of atomic nuclei, they also create a powerful incentive and valuable opportunities to probe nuclear properties.

In a 2006 paper, a physicist named VV Flambaum suggested that if the values of the fine structure constant and/or the strong interaction parameter change even a little, their effects on the thorium-229 isomeric transition would be very pronounced. The fine structure constant is a fundamental constant that specifies the strength of the electromagnetic force between charged particles. The strong interaction parameter specifies this vis-à-vis the strong nuclear force, the strongest force in nature and the thing that holds protons and neutrons together in a nucleus.

Probing the ‘stability’ of these numbers in this way opens the door to new kinds of experiments to answer open questions in particle physics — helped along by physicists’ pursuit of a new nuclear frequency standard.

Featured image: A view of an ytterbium atomic clock at the US NIST, October 16, 2014. Credit: N. Phillips/NIST.

‘Poverty first, Mars next’ is a non-idea

The Copernican
April 4, 2014

I am on nobody’s side because nobody is on my side.” – Treebeard, Lord of the Rings

Thanks to two wonderful pieces in the April 3 edition of The Hindu (by D. Balasubramanian andR. Prasad) talking about how scientific enterprise in India has been constantly undermined, it’s pretty clear that there is a perception schism between the fantasies of and the reality of publicly funded scientific development in the country. The underminers in question have been bureaucracy and, periodically, ignorance by the Indian polity – of late, in the form of political manifestos choosing to leave out scientific agendas in favour of more populist schemes.

But with bureaucracy, that is only to be expected. What is not is that, beyond a circle of scientists and science communicators, people seem to be okay with it, too. And this exclusion from the scheme of things has become two-pronged. Among the people, science has been malleated into the form of an unpredictable tool to further our developmental goals. Among the politicians, science has become a thing whose fundamentals can be called into question to pander to political expediency.

Sadly, scientific research and development has been instrumental to India’s progress since even the British Raj, when the construction of factories, transportation routes and communication lines (including what is still one of the world’s largest railway networks) helped dismantle feudalism. After Independence, however, a series of unfortunate mistakes have come together to knock the scientific temperament out of its rightful place in governance.

As Dr. Mathai Joseph told The Hindu, “The fact that scientific departments are modelled on the rest of the bureaucracy has turned out to be a big mistake. That’s because bureaucracy is not designed to encourage innovation.”

Who runs the science?

In August 2012, Colin Macilwain had touched on a similar topic with a piece in Nature titled ‘What matters for science is who runs the country‘. Working on the reasonable assumptions that a) researchers would want someone in the government to further their interests, and b) a government would want a scientist on its side to hone policies, Macilwain suggested that the role of a Scientific Adviser was to bridge the political and scientific classes.

Over the years, however, the Indian chief SA’s role, though continuing to attempt to bridge this divide, has become steadily less effectual. At least as far as C.N.R. Rao is concerned: he set up the IISERs and the Science and Engineering Research Board (SERB), which serve important goals in their own right but also fall prey to the effects of a bureaucratic administration. Moreover, though there has been a growing demand from the scientific community to get the Indian government to spend more than 1% of its GDP on R&D, there is no concerted call from either side to establish a mechanism to ensure that grants are allocated purely on merit, and thereafter to ensure accountability in spending.

In the Vote of Accounts presented by FM P. Chidambaram on February 17, point #74 did proposesomething remedial (albeit as a tax-redemption measure): “I … propose to set up a Research Funding Organisation [RFO] that will fund research projects selected through a competitive process. Contributions to that organisation will be eligible for tax benefits. This will require legislative changes which can be introduced at the time of the regular Budget”

Incidentally, when Rao helped set up the SERB in 2008, its stated aim was to promote research in the basic sciences and provide financial assistance to those who engaged in it. Detrimentally, its Board is chaired by a secretary to the Government of India, and 7 of its 16 other Board members are government agents. As for how likely the next government is to pursue the RFO: I don’t know, but I don’t have my hopes up. For as long as grant-allocation and the government remain strongly coupled, not much is likely to change.

In fact, the government’s involvement is not limited to grants but also extends to issues of autonomy, such as in the appointment of Chancellors or Vice-chancellors, all of which together directly affects the quality and direction of research undertaken. And the situation is only likely to worsen, as D. Balasubramanian mentions in his article, when educational institutions like IITs and IIMs are proposed to be set up to make political amends.

I write all of this, of course, keeping in mind the following lines from the April 3 Speaking of Sciencecolumn in The Hindu: “The central finance ministry, with one stroke of a pen, has cut the operating budget of all science departments by almost 30 per cent of the originally sanctioned amounts. As a result, the science ministries and departments have defaulted in their grant payments and in some instances even salaries. Many young research students are yet to be paid their monthly fellowship money.”

Good idea, bad implementation

Simultaneously, it would seem the government has acquired a bias over the years about the sectors it considers strategic and those it considering available for politically expedient manipulation. The former section accommodates areas like social policies, domestic policies, defence, PDS, employment, etc. The latter accommodates areas like scientific research – but not all of it.

Consider how areas like telecommunication and nuclear physics have received substantial monetary and infrastructural support from the government, while astronomy and materials science lag behind. This divisive addressing of different disciplines has also resulted in a fractious working environment for scientists: collaborations are too few and far between, and interdisciplinary R&D is stifled. If thewords of Luiz Davidovich, a Brazilian researcher speaking at the World Science Forum in Rio de Janeiro, are to be believed, this is a problem plaguing the world’s emerging powers. Perhaps this is one of the most important lessons we should be learning from the USA and the EU.

The government, in its choice of subjects, has also been limited by its own middling knowledge of how likely these enterprises are to elevate sections of the Indian population out of poverty and toward better access to the basic amenities (if not to further vested interests, of course). This is again an instance of expediency and is not sustainable for the scientific community because it implies a support-structure that requires scientists to submit to the government’s agenda. The ideal situation would have the roles well balanced, to see scientific research blossom to improve the quality of all walks of life.

Now, the country’s any meaningful scientific output geared at improving the quality of life in the country is becoming poisoned by government mismanagement. For instance, while many countries have been able to engender a healthy debate on whether a nuclear power plant should be built or if GM crop seeds should be sold, a pall of negativity has descended on these subjects in India because we are unable to separate the DAE from nuclear power generation and the DBT from genetic modification. We must thank a stubborn lack of transparency for this.

Scientific research as an industry

If the fantasy of a fully decoupled government support and government funding were to be realised, and the screen of bureaucracy lifted from our institutions, we would have the chance to be better organised with our research interests. Put practically, we wouldn’t have to fund a fusion project in France because we’d have the temperament to develop a low-cost alternative in India itself (where labour continues to be cheap).

Those in power should know that science, as an organised articulation of human curiosity, is capable of developing products, services and technologies that go beyond alerting farmers of approaching storms or reducing the cost of a smartphone to less than one-plumbed-toilet. Scientific research can also found industries (opening up the thousands of jobs that campaigning politicians promise to the marginalised sections of the electorate), engage graduating scholars (the number of research degrees awarded increased by over 50% between 2008 and 2011, to 16,093, according to a UGC report), elevate the quality of education in the country, promote innovation (by reducing the time taken for a prototype engineered in the lab to a product mass-produced – an important mechanism for labs to prove useful in the eyes of the tax-payer), and cure diseases (did you hear about the Foldscope?).

In fact, those who clamour that India should be alleviating poverty before launching satellites to Mars should shed a sadly prevalent impression of scientific research and technological development that precludes incentives such as job-creation and technology-transfer. Scientific R&D is an industry – rather, can be – like any other. By launching a satellite to Mars (hopefully Mangalyaan will make it), technicians at ISRO now have the capability to coordinate such sophisticated programs. They could also possibly bring in revenue in the future by affording high-load launch-vehicles like the GSLV for developing countries that can’t cough up for the American/European coffers. And in the midst of all this, we must not over-celebrate the frugal budget with which we achieved this feat but use it as an opportunity to ask for incrementally more funding.

In another example, India designed and manufactured some of the superconducting magnets, accelerator heater protection systems and cryogenic facilities used to operate the Large Hadron Collider in Europe. Such components are also commonly used in medical imaging and diagnostics, and India already has a burgeoning medical tourism industry which, according to some estimates, is going to be worth Rs.9,500 crore in 2015. Thus, it seems we also stand to gain if only we could leverage local talent in devising products tailored for the Indian consumer.

As Rahul Sinha, a professor at the Institute of Mathematical Sciences, Chennai, remarked: “Physics is a technology developer.” So this schism between ‘blue sky’ scientific research and India’s developmental hurdles is one that, in an ideal world, doesn’t exist. That it does in our country is thanks only to a government’s mismanagement of its powers.