‘Free Indian science’: Responses, rebuttals and retrenchments

In the April 3 issue of Nature, Joseph Mathai and Andrew Robinson published a Comment on the afflictions of scientific research in India – and found the interference of bureaucracy to be chief among all ills. Most of the writers’ concerns were very valid, and kudos to them for highlighting how it was the government mismanaging science in India, not the institutes mismanaging themselves. In the May 8 issue of the same journal, three letters in response to the piece were published, under Correspondence, which brought to light two more issues just as important although not that immense, and both symptomatic of mismanagement that appears to border on either malevolence or stupidity, depending on your bent of mind.

Biswa Prasun Chatterji from St. Xavier’s, Mumbai, wrote about the “disastrous” decoupling of research and education in the country, mainly as a result of newly created research institutions in the 1940s and 1950s. These institutions led bright, young students away from universities, which as a result were parched of funds. The research bodies, on the other hand, fell prey to increasing bureaucratic meddling. Chatterji then points to an editorial in the November 1998 (vol. 75) issue of Current Science by P. Balaram, now the director of the Indian Institute of Science. In the piece, Prof. Balaram describes C.V. Raman as having been a firm believer in universities being the powerhouses of research, not any separate entities.

The latest issue of 'Current Science' (May 10, 2014)
The latest issue of ‘Current Science’ (May 10, 2014)

In 1932, C.V. Raman helped found Current Science after recognizing the need for an Indian science journal. In one of its first issues, an editorial appeared named ‘Retrenchment and Education’, in which the author, likely Prof. Raman himself, lays out the importance of having an independent body to manage scientific research in India. Because of its relevance to the issues at hand, I’ve reproduced it from the Current Science archives below.

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The second letter’s contents follow from the first’s. Dhruba Saikia, Cotton College State University (Assam), and Rowena Robinson, IIT-Guwahati, ask for the country’s university-teaching to be overhauled. Many professors I’ve spoken to ask for the same thing but are turned to amusement after they realize that the problem has been left to fester for so long that the solution they’re looking for requires fixing our entire elementary education system. Moreover, after the forking of education and research described in Chatterji’s letter, it seems that universities were left to fend for themselves after their best teaching resources were drawn away by the government. Here is a paragraph from Saikia’s and Robinson’s letter:

Hundreds of thousands of students graduate from Indian universities each year. However, our own experience in selecting students indicates that many are ignorant of the basics, with underdeveloped reasoning skills and an inability to apply the knowledge they have.

There was also a third letter, this one critical of the Mathai-Robinson piece. Shobhana Narasimhan, a theoretical physicist from JNCASR, Bangalore, says that she is free to pursue “curiosity-driven science” and doesn’t have to spend as much time writing grant proposals as do scholars in the West, and so Mathai-Robinson are wrong on that front. At the same time, it seems from her letter that those things she has access to that her presumably better-equipped Occidental colleagues don’t could also be the result of a lack of control on research agendas and funding in India. In short, she might be free to pursue topics her curiosity moves her toward because the authorities don’t care (yes, this is a cynical point of view, but I think it must be considered).

So I emailed her and she replied.

“The quick answer to your question is I don’t think more overview of research funding is the answer to improving Indian science. My colleagues abroad spend more time writing proposals to get funding than actually carrying out research… I don’t think that is a good situation. Similarly getting tenure at an American university often depends on how much money you brought in. We don’t have such a situation (yet) and I think that is good.

We shouldn’t blindly copy foreign systems because they are by no means perfect. [Emphasis mine]

I have been on grant committees and I found good proposals always got funded. But I do agree that there is often much dead wood in many Indian departments, but that can also happen abroad.

I am aware that I may be speaking from a position of privilege since I work at one of the better funded institutes. Also as a theorist, I do not need much equipment.”


I would say Narasimhan’s case is the exception rather than the rule. Although I don’t have a background in researching anything (except for my articles and food prices), two points have been established with general consensus:

  1. The Rajiv Gandhi-era promise of funding for scientific R&D to the tune of 2% of GDP is yet to materialize. The fixation on this number ranges from the local – for unpaid students and ill-equipped labs – to the global – to keep up with investments in other developing countries.
  2. Even if there is funding, there is no independent body staffed with non-governmental stakeholders to decide which research groups get how much, leading to arbitrary research focus.

‘Poverty first, Mars next’ is a non-idea

The Copernican
April 4, 2014

I am on nobody’s side because nobody is on my side.” – Treebeard, Lord of the Rings

Thanks to two wonderful pieces in the April 3 edition of The Hindu (by D. Balasubramanian andR. Prasad) talking about how scientific enterprise in India has been constantly undermined, it’s pretty clear that there is a perception schism between the fantasies of and the reality of publicly funded scientific development in the country. The underminers in question have been bureaucracy and, periodically, ignorance by the Indian polity – of late, in the form of political manifestos choosing to leave out scientific agendas in favour of more populist schemes.

But with bureaucracy, that is only to be expected. What is not is that, beyond a circle of scientists and science communicators, people seem to be okay with it, too. And this exclusion from the scheme of things has become two-pronged. Among the people, science has been malleated into the form of an unpredictable tool to further our developmental goals. Among the politicians, science has become a thing whose fundamentals can be called into question to pander to political expediency.

Sadly, scientific research and development has been instrumental to India’s progress since even the British Raj, when the construction of factories, transportation routes and communication lines (including what is still one of the world’s largest railway networks) helped dismantle feudalism. After Independence, however, a series of unfortunate mistakes have come together to knock the scientific temperament out of its rightful place in governance.

As Dr. Mathai Joseph told The Hindu, “The fact that scientific departments are modelled on the rest of the bureaucracy has turned out to be a big mistake. That’s because bureaucracy is not designed to encourage innovation.”

Who runs the science?

In August 2012, Colin Macilwain had touched on a similar topic with a piece in Nature titled ‘What matters for science is who runs the country‘. Working on the reasonable assumptions that a) researchers would want someone in the government to further their interests, and b) a government would want a scientist on its side to hone policies, Macilwain suggested that the role of a Scientific Adviser was to bridge the political and scientific classes.

Over the years, however, the Indian chief SA’s role, though continuing to attempt to bridge this divide, has become steadily less effectual. At least as far as C.N.R. Rao is concerned: he set up the IISERs and the Science and Engineering Research Board (SERB), which serve important goals in their own right but also fall prey to the effects of a bureaucratic administration. Moreover, though there has been a growing demand from the scientific community to get the Indian government to spend more than 1% of its GDP on R&D, there is no concerted call from either side to establish a mechanism to ensure that grants are allocated purely on merit, and thereafter to ensure accountability in spending.

In the Vote of Accounts presented by FM P. Chidambaram on February 17, point #74 did proposesomething remedial (albeit as a tax-redemption measure): “I … propose to set up a Research Funding Organisation [RFO] that will fund research projects selected through a competitive process. Contributions to that organisation will be eligible for tax benefits. This will require legislative changes which can be introduced at the time of the regular Budget”

Incidentally, when Rao helped set up the SERB in 2008, its stated aim was to promote research in the basic sciences and provide financial assistance to those who engaged in it. Detrimentally, its Board is chaired by a secretary to the Government of India, and 7 of its 16 other Board members are government agents. As for how likely the next government is to pursue the RFO: I don’t know, but I don’t have my hopes up. For as long as grant-allocation and the government remain strongly coupled, not much is likely to change.

In fact, the government’s involvement is not limited to grants but also extends to issues of autonomy, such as in the appointment of Chancellors or Vice-chancellors, all of which together directly affects the quality and direction of research undertaken. And the situation is only likely to worsen, as D. Balasubramanian mentions in his article, when educational institutions like IITs and IIMs are proposed to be set up to make political amends.

I write all of this, of course, keeping in mind the following lines from the April 3 Speaking of Sciencecolumn in The Hindu: “The central finance ministry, with one stroke of a pen, has cut the operating budget of all science departments by almost 30 per cent of the originally sanctioned amounts. As a result, the science ministries and departments have defaulted in their grant payments and in some instances even salaries. Many young research students are yet to be paid their monthly fellowship money.”

Good idea, bad implementation

Simultaneously, it would seem the government has acquired a bias over the years about the sectors it considers strategic and those it considering available for politically expedient manipulation. The former section accommodates areas like social policies, domestic policies, defence, PDS, employment, etc. The latter accommodates areas like scientific research – but not all of it.

Consider how areas like telecommunication and nuclear physics have received substantial monetary and infrastructural support from the government, while astronomy and materials science lag behind. This divisive addressing of different disciplines has also resulted in a fractious working environment for scientists: collaborations are too few and far between, and interdisciplinary R&D is stifled. If thewords of Luiz Davidovich, a Brazilian researcher speaking at the World Science Forum in Rio de Janeiro, are to be believed, this is a problem plaguing the world’s emerging powers. Perhaps this is one of the most important lessons we should be learning from the USA and the EU.

The government, in its choice of subjects, has also been limited by its own middling knowledge of how likely these enterprises are to elevate sections of the Indian population out of poverty and toward better access to the basic amenities (if not to further vested interests, of course). This is again an instance of expediency and is not sustainable for the scientific community because it implies a support-structure that requires scientists to submit to the government’s agenda. The ideal situation would have the roles well balanced, to see scientific research blossom to improve the quality of all walks of life.

Now, the country’s any meaningful scientific output geared at improving the quality of life in the country is becoming poisoned by government mismanagement. For instance, while many countries have been able to engender a healthy debate on whether a nuclear power plant should be built or if GM crop seeds should be sold, a pall of negativity has descended on these subjects in India because we are unable to separate the DAE from nuclear power generation and the DBT from genetic modification. We must thank a stubborn lack of transparency for this.

Scientific research as an industry

If the fantasy of a fully decoupled government support and government funding were to be realised, and the screen of bureaucracy lifted from our institutions, we would have the chance to be better organised with our research interests. Put practically, we wouldn’t have to fund a fusion project in France because we’d have the temperament to develop a low-cost alternative in India itself (where labour continues to be cheap).

Those in power should know that science, as an organised articulation of human curiosity, is capable of developing products, services and technologies that go beyond alerting farmers of approaching storms or reducing the cost of a smartphone to less than one-plumbed-toilet. Scientific research can also found industries (opening up the thousands of jobs that campaigning politicians promise to the marginalised sections of the electorate), engage graduating scholars (the number of research degrees awarded increased by over 50% between 2008 and 2011, to 16,093, according to a UGC report), elevate the quality of education in the country, promote innovation (by reducing the time taken for a prototype engineered in the lab to a product mass-produced – an important mechanism for labs to prove useful in the eyes of the tax-payer), and cure diseases (did you hear about the Foldscope?).

In fact, those who clamour that India should be alleviating poverty before launching satellites to Mars should shed a sadly prevalent impression of scientific research and technological development that precludes incentives such as job-creation and technology-transfer. Scientific R&D is an industry – rather, can be – like any other. By launching a satellite to Mars (hopefully Mangalyaan will make it), technicians at ISRO now have the capability to coordinate such sophisticated programs. They could also possibly bring in revenue in the future by affording high-load launch-vehicles like the GSLV for developing countries that can’t cough up for the American/European coffers. And in the midst of all this, we must not over-celebrate the frugal budget with which we achieved this feat but use it as an opportunity to ask for incrementally more funding.

In another example, India designed and manufactured some of the superconducting magnets, accelerator heater protection systems and cryogenic facilities used to operate the Large Hadron Collider in Europe. Such components are also commonly used in medical imaging and diagnostics, and India already has a burgeoning medical tourism industry which, according to some estimates, is going to be worth Rs.9,500 crore in 2015. Thus, it seems we also stand to gain if only we could leverage local talent in devising products tailored for the Indian consumer.

As Rahul Sinha, a professor at the Institute of Mathematical Sciences, Chennai, remarked: “Physics is a technology developer.” So this schism between ‘blue sky’ scientific research and India’s developmental hurdles is one that, in an ideal world, doesn’t exist. That it does in our country is thanks only to a government’s mismanagement of its powers.