Why not increase ISRO’s budget?

This post is in response to a question on Reddit about why the Indian government won’t increase ISRO’s space budget.

There’s a good analogy in India’s research budget. As a share of the GDP, the national expenditure on R&D has fallen significantly since 1996, to the current value of around 0.65%. The world’s other ‘science superpowers’ – including the US, China, Germany, and South Korea – spend at least 2% of their GDP on R&D. Many experts have also said publicly that earmarking this fraction of the GDP for R&D may be a prerequisite for India’s desire to become an economically developed national by 2047. But this is one half of the story. The other half is that the Ministry of Science & Technology has consistently underspent the amount the Ministry of Finance has been allocating it.

One established reason for underspending is that there are too few avenues for uptake, meaning the ministry needs to setup those opportunities as well. In 2018, the then principal scientific advisor to the government, K. VijayRaghavan, had articulated something similar in an interview – two days ahead of India’s ‘March for Science’, an event that philosopher Sundar Sarukkai had criticised earlier for pushing the notion that more funding for science (participants wanted the government to spend 3% of the GDP on R&D) could halt the spread of pseudoscientific ideas in society.

It’s the same with ISRO. While there’s a reasonable case to be made to increase spending on space-related activities, we also need the right industries and research opportunities to exist and which demand that money. It’s possible to contend that this is really a chicken-and-egg problem and that by increasing spending, institutions and activities can, say, become more efficient and allow members of the extant workforce to ‘look’ for new opportunities to begin with. But the cycle needs to be broken somewhere, and as things stand, it’s not unreasonable for funds to be released as and when the right opportunities arise.

ISRO’s lack of effective PR or media outreach offers a good illustration: many observers and commentators have pointed at NASA’s higher budget (in absolute numbers) and then at its admirable outreach policies and programme as if to say the two are related. However, throwing more money at ISRO and asking it to set up an outreach unit will still only produce a less-than-mediocre effort because we’ll be attempting to improve outreach without enhancing the culture in which the need for such outreach is rooted.

A similar argument goes for claims about ISRO employees being ‘underpaid’: who decides their salaries and why are they what they are? I doubt the salaries haven’t been increased for want of funds – speaking to a recurring motif in India’s research administration. Setting aside the concerns about underspending and utilisation efficiency, India’s spending on R&D is low not because the government doesn’t have the money. It certainly does, and in the last decade alone has repeatedly allocated very large sums for certain technologically intensive enterprises (and puff projects to inflate the ruling party’s reputation) when they present the right, even if short-sighted, appeal.

As publicly funded R&D institutions go, ISRO is among the most efficiently organised and run in India, even if it isn’t perfect. This backdrop merits examining the cases to increase its capital expenses (for missions, etc.) and revenue expenses (for salaries, etc.) separately. In this post I’m skipping the latter.

The practice of funding mission proposals on a case-by-case basis rather than hiking overall allocation makes more sense because such a thing would force ISRO, and the Department of Space (DoS) ecosystem more broadly, into a culture of pitching ideas to the government and awaiting deliberation and approval. In fact, currently, the DoS is overseen by the prime minister and missions have to be approved by the Union Cabinet, which is also an iffy setup. If this individual and/or their party puts politics before country, we are liable to have politically advantageous missions funded even when they lack proportionate scientific and/or societal value.

Instead, there needs to be an expert committee in between ISRO and the Cabinet whose members vote on proposals before forwarding the winning ones to the Cabinet. This committee needs to be beyond the DoS’s remit as well as be empowered to resist political capture. Such a setup is the way to go now that ISRO is starting on very expensive and sophisticated missions like human spaceflight, space stations, reusable launch vehicles, and lunar sample-return.

(* In a previous version of this post, I also suspected the Indian and the US governments have allocated comparable fractions of their GDP for their respective space departments. I subsequently stood corrected.)

The March for Science, ed. 2018

K. VijayRaghavan, India’s new principal scientific advisor to the Government of India, has brought a lot of hope with him into the role as a result of his illustrious career as a biologist and former secretaryship with the Department of Biotechnology. Many stakeholders of the scientific establishment are already looking to him for positive changes in S&T policy, funding and administration in India under a government that, on matters of research and education, has focused on applications, translational research and actively ignored the spread of superstitious ideas in society.

In a recent interview, VijayRaghavan was asked about R&D funding in India. His response is worth noting against the backdrop of a ‘March for Science’ planned across India on April 14. As the interviewer reminds the reader, the 2018 Economic Survey bluntly acknowledged that India was underspending on research. This has also been one of the principal focus areas of the ‘March for Science’ organisers and participants: they have demanded that the Centre hike R&D spending to 3% and education spending to 10%, both as fractions of the GDP, apart from asking the government to stop the spread of superstitious beliefs.

Q: Getting funding for research is widely considered to be a prickly issue. The 2018 Economic Survey stated that India underspends on R&D. Is this a concern at the administration level?

A: These are wrongly posed questions, because it says that should magically the amount of funding go up, then science’s problems would be solved. Or that this is the key impediment. There’s no questions that there’s a correlation between increased R&D funding and innovation in many economies. South Korea is a striking example how high-tech R&D has resulted in transformation in their industries… Have we analysed, bottom-up, what Korea’s spending goes into and what we can learn from that and do afresh? Have we analysed our contest and learnt? …

Now interestingly, top-down this analysis has been done long ago. We as scientists, individuals and as journalists need to see that. The DST, and the DBT, the CSIR, the ICMR all have their plans should they get more resources. You can’t have a top-down articulation of how the resources can come and be used, unless that is also dynamically connected bottom-up.

When I look at 100 cases of why fund-flow is gridlocked, in about 70 cases, it’s poor institutional processes.

March for more than science

After the first Indian ‘March for Science’ happened in August 2017, the government showed no signs of having heard the participants’ claims, or even acknowledged the event. This was obviously jarring but it also prompted conversations about whether the march’s demands were entirely reasonable. Most news reports, include The Wire‘s, had focused on how this was the first outpouring of scientists, school-teachers and students, particularly at this scale. Scrutinising it deeply was taboo because there was some anxiety about jeopardising the need for such a march itself. However, ahead of the second march planned for April 14, it’s worth revisiting.

Sundar Sarukkai, the philosopher, had penned an oped the day after the 2017 march, asking scientists whether they had thought to climb down from their ivory towers and consider that the spread of superstitions in society under the Narendra Modi government may have been because of sociological and cultural reasons, and wasn’t simply a matter of spending more on R&D. Following a rebuttal from Rahul Siddharthan, Sarukkai clarified in The Wire:

Whenever ideal images are constructed (like ideal of woman, ideal of nation, etc.), one should be wary, since any such act is often driven by considerations of power. This ideal image of science too is used to establish science as a powerful agent within modern societies. The use of this ideal image to solve social problems related to caste, religion or hatred of any kind is a red herring. It is like using a hammer to fix a bulb. When we do that, it only means that we are not really interested in solving the problem (fixing the bulb) but more invested in using the method (the hammer) – irrespective of whether it is suitable for the task or not.

The terrible cases of lynching, hatred, oppression and misuse of religion must be unequivocally opposed. For those who are serious about that task, the solution is more important than the method used to achieve it. The categories of the ideal notion of science are applicable primarily to non-human systems. So even if they work well within such systems, there is no reason why they should do so within human systems.

A physicist said something similar to me around the time: that the old uncle preaching the benefits of homeopathy in his living room is doing so not because he doesn’t have access to scientific knowledge. That may be true but what’s more conspicuous by absence is someone in the same room challenging his views, communicating to him without being intimidating or patronising and having a discussion with him about what’s right, what’s wrong and the methods we use to tell the difference. Instead, focusing on making it easier for scientists to become and remain scientists alone will not take us closer to achieving the outcomes the ‘March for Science’ desires.

Sarukkai echoed this point in a comment to The Print: that scientists who march only for science are not doing anything useful, and that they must march against casteism and sexism as well (and social ills outside their labs). Without real change in these social contexts, it’s going to be near-impossible for those deemed less powerful by structures in place in these contexts to challenge the beliefs of those afforded more social authority. Ultimately, effecting such change is not going to be all about money – just as much as more money alone won’t solve anything, just as much as imploring the government to “fix” all these issues by itself will not work either.

This is where VijayRaghavan’s comments about R&D spending fit in. Before we throw more money in the general direction of supporting R&D, its Augean stables will have to be cleaned out and inefficiencies eliminated. One example, apropos VijayRaghavan’s comment about 70% of funds being gridlocked due to “poor institutional processes”, comes immediately to mind.

Sunil Mukhi, a theoretical physicist, wrote in 2008 that when he had been a member of the faculty at the Tata Institute of Fundamental Research, Mumbai, his station afford him a variety of privileges even as there was “no clear statement of our responsibility or duty to perform, and no consequences for failing to do so”. While he has since acknowledged a potential flaw in his suggested solution, the fact remains that many researchers often laze in prized research positions at well-funded institutes instead of also having to grapple with the teaching and mentorship load prevalent at state universities and colleges.

Additionally, though most people have directed their ire at the government for underfunding R&D, 55% of our R&D expenditure is from the public kitty. Among the ‘superpowers’, China is a distant second at less than 20%. So the marches for science should also ask the private sector to cough up more.

One for all

When the government pulled the financial carpet out from under the feet of the Council of Scientific and Industrial Research in 2014 and asked its 38 labs to “go fund themselves”, many scientists were aghast that the council was being handicapped even as more money was being funnelled into pseudo-research on cow urine. But there were also many other scientists who said that the CSIR had it coming, that – as a network of labs set up to facilitate applied and translational research – it was bloated, sluggish and ripe for a pruning. Perhaps similar audits, though with ample stakeholder consultations (not the RSS) and without drastic consequences, are due for the national scientific establishment as a whole.

As a corollary, it is also true that every march, protest or agitation undertaken against casteism, sexism, patriarchy, bigotry and zealotry can work in favour of the scientific establishment since what ‘they’ are fighting against is also what scientists, and science journalists, should be fighting against. Access to bonafide scientific ideas should not be solely through textbooks, news articles and freewheeling chats on Twitter. Instead, and irrespective of whether they become available, they should have the option to be availed through the many day-to-day interactions in which we confront structures of caste and class.

For example, there is no reason the person who cleans your toilet should not also cook your dinner. To institute this dumb restriction is to perpetuate caste/class divisions as well as to reject science in the form of hand-wash fluids. For another, there is no reason an employer shouldn’t let their domestic help use the toilet when they need to. However, the practice of expecting those who work in our homes to use separate toilets or be fired still persists, even in a society as ostensibly post-caste as West Bengal’s, demonstrating “the extent to which employer relations with domestic workers continue to be flavoured by caste” – as well as the extent to which we falsely attribute different human bodies with irrational biological threats.

These problems are also relevant to scientists, and must be solved before we can confront the bigger, and more nebulous, order of scientific temper in the country. However, such problems can’t be fixed by scientists and science alone.

It is worth reiterating that the ‘March for Science’ tomorrow is not a lost cause; far from it, in fact. The demand that 3% of GDP be spent on R&D is entirely valid – but it also needs to be accompanied by structural reforms to be completely meaningful. So the march, in effect, is an opportunity to examine the checks and balances of science’s administration in the country, the place of science in society, and introspect on our responsibility to confront a protean problem and not back down in the face of easy solutions. If the solution was as easy as ramping up spending on R&D and education, the problem would have been solved long ago.

The Wire, 13 April 2018.